Opportunity Information: Apply for RFA RM 21 017
The NIH Directors Transformative Research Awards (R01 Clinical Trial Optional), listed under Funding Opportunity Number RFA-RM-21-017 (CFDA 93.310), is a discretionary NIH grant opportunity designed to back research that is genuinely high-risk and high-reward. The program is aimed at projects that are not just incremental improvements on existing work, but proposals that are groundbreaking, exceptionally innovative, original, or unconventional in a way that could reshape a field. In practical terms, NIH is looking for ideas that could create entirely new scientific paradigms, lead to dramatically better clinical approaches, or produce truly transformative technologies, rather than projects that simply extend current methods or knowledge by small steps.
A notable feature of this opportunity is that it welcomes proposals across the full breadth of NIHs mission. That includes behavioral, social, biomedical, applied, and formal sciences, and it can span basic research, translational research, and clinical research. Clinical trials are optional under this R01 mechanism, meaning applicants can propose work that includes a clinical trial if appropriate, but they do not need to force a trial component into a project that is better suited to non-trial designs. The emphasis is on the potential for major impact, and applicants are expected to make a strong logical case for why the concept could substantially move a broad area of health-related science forward.
The program explicitly removes a common barrier for early-stage or unconventional projects by stating that no preliminary data are required. Instead, the application must clearly demonstrate compelling potential based on the strength of the underlying rationale, conceptual framework, and proposed approach. Because the goal is transformative impact, reviewers are meant to weigh the boldness and plausibility of the idea, not just how much supporting data already exists. This setup is meant to encourage investigators to propose ideas that might be difficult to fund through more traditional mechanisms that favor extensive prior evidence.
NIH also places a strong emphasis on broad participation and diversity in the research workforce. The announcement encourages applications from individuals with diverse backgrounds and from the full range of eligible institutions across all geographic regions. Along with the standard eligible applicant types (including state, county, and local governments; special districts; independent school districts; public and private institutions of higher education; federally recognized tribal governments; tribal organizations; public housing authorities; nonprofits with or without 501(c)(3) status; for-profit organizations other than small businesses; and small businesses), the opportunity highlights additional eligible applicants such as Historically Black Colleges and Universities (HBCUs), Hispanic-serving Institutions, Tribally Controlled Colleges and Universities (TCCUs), Alaska Native and Native Hawaiian Serving Institutions, Asian American Native American Pacific Islander Serving Institutions (AANAPISIs), faith-based or community-based organizations, eligible federal agencies, regional organizations, and U.S. territories or possessions.
There are specific restrictions related to foreign participation. Non-domestic (non-U.S.) entities (foreign organizations and foreign institutions) are not eligible to apply as the applicant organization, and non-domestic components of U.S. organizations are also not eligible. However, foreign components, as defined by the NIH Grants Policy Statement, are allowed, meaning a U.S.-based applicant may include certain foreign elements or collaborations if they meet NIHs policy requirements and are well-justified.
Finally, this award sits within the NIH Common Funds High-Risk, High-Reward Research program, which signals both the intent and the review mindset: the NIH is deliberately investing in ideas that might fail but, if they succeed, could change the landscape of science or medicine. The original closing date shown for this specific posting was September 1, 2021, and while the listing does not provide an award ceiling or expected number of awards in the provided text, the central takeaway is that the program is built to identify and support unusually ambitious research proposals with the potential for outsized, field-shaping impact.Apply for RFA RM 21 017
- The National Institutes of Health in the health sector is offering a public funding opportunity titled "NIH Directors Transformative Research Awards (R01 Clinical Trial Optional)" and is now available to receive applicants.
- Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.310.
- This funding opportunity was created on 2021-06-04.
- Applicants must submit their applications by 2021-09-01. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
- Eligible applicants include: State governments, County governments, City or township governments, Special district governments, Independent school districts, Public and State controlled institutions of higher education, Native American tribal governments (Federally recognized), Public housing authorities/Indian housing authorities, Native American tribal organizations (other than Federally recognized tribal governments), Nonprofits having a 501 (c) (3) status with the IRS, other than institutions of higher education, Nonprofits that do not have a 501 (c) (3) status with the IRS, other than institutions of higher education, Private institutions of higher education, For-profit organizations other than small businesses, Small businesses, Others.
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FAQs: NIH Director's Transformative Research Awards (R01 Clinical Trial Optional) - RFA-RM-21-017 (CFDA 93.310)
What is the NIH Director's Transformative Research Award?
It is a discretionary NIH grant opportunity intended to support research that is genuinely high-risk and high-reward. The program is designed for projects that are groundbreaking, exceptionally innovative, original, or unconventional, with the potential to reshape an entire field rather than produce incremental advances.
What is the funding opportunity number and CFDA listing for this award?
The Funding Opportunity Number is RFA-RM-21-017, and it is listed under CFDA 93.310.
What kind of research is this program trying to fund?
The focus is on proposals that could create entirely new scientific paradigms, lead to dramatically better clinical approaches, or produce transformative technologies. NIH is looking for concepts with potential for major impact, not projects that mainly extend existing methods or knowledge by small steps.
Is this opportunity limited to a particular scientific field?
No. Proposals are welcomed across the full breadth of NIH's mission, including behavioral, social, biomedical, applied, and formal sciences.
Can the proposed work be basic, translational, or clinical research?
Yes. The opportunity can span basic research, translational research, and clinical research, as long as the application makes a strong case for transformative potential.
Are clinical trials required?
No. This is an R01 mechanism where clinical trials are optional. Applicants may include a clinical trial if it fits the scientific goals, but they are not expected to add a trial component if the project is better suited to non-trial designs.
What does "Clinical Trial Optional" mean in practice?
It means an application can propose either (a) research that includes a clinical trial, or (b) research that does not include a clinical trial. The decision should be driven by the best design for the transformative idea rather than by a requirement to conduct a trial.
Is preliminary data required to apply?
No. The program explicitly states that no preliminary data are required, removing a common barrier for early-stage or unconventional ideas.
If preliminary data are not required, what should an application emphasize instead?
Applications are expected to clearly demonstrate compelling potential based on the strength of the underlying rationale, conceptual framework, and proposed approach. Review is intended to weigh boldness and plausibility rather than the amount of existing supporting data.
How does NIH define the type of innovation it wants for this award?
Based on the listing, NIH is seeking research that is not incremental and instead is exceptionally innovative, original, unconventional, and capable of producing field-shaping impact (including new paradigms, dramatically improved clinical approaches, or transformative technologies).
Is this program intended to fund ideas that might fail?
Yes. The award is part of the NIH Common Fund High-Risk, High-Reward Research program, which signals that NIH is deliberately investing in ambitious ideas that carry meaningful risk but could change the landscape of science or medicine if successful.
Who is encouraged to apply?
The announcement encourages applications from individuals with diverse backgrounds and from the full range of eligible institutions across all geographic regions.
What types of organizations are eligible to apply?
Eligible applicant types listed include: state, county, and local governments; special districts; independent school districts; public and private institutions of higher education; federally recognized tribal governments; tribal organizations; public housing authorities; nonprofits with or without 501(c)(3) status; for-profit organizations other than small businesses; and small businesses.
Are there specific institution types highlighted as eligible?
Yes. The opportunity highlights additional eligible applicants such as Historically Black Colleges and Universities (HBCUs), Hispanic-serving Institutions, Tribally Controlled Colleges and Universities (TCCUs), Alaska Native and Native Hawaiian Serving Institutions, Asian American Native American Pacific Islander Serving Institutions (AANAPISIs), faith-based or community-based organizations, eligible federal agencies, regional organizations, and U.S. territories or possessions.
Can a foreign organization apply as the main applicant?
No. Non-domestic (non-U.S.) entities (foreign organizations and foreign institutions) are not eligible to apply as the applicant organization.
Can a non-domestic component of a U.S. organization apply?
No. Non-domestic components of U.S. organizations are also not eligible.
Are any foreign activities allowed at all?
Yes. Foreign components (as defined by the NIH Grants Policy Statement) are allowed. This means a U.S.-based applicant may include certain foreign elements or collaborations if they meet NIH policy requirements and are well-justified.
What is the overall review emphasis described for this award?
The emphasis is on transformative impact. Reviewers are intended to weigh the boldness and plausibility of the concept and its potential to substantially move a broad area of health-related science forward, rather than focusing primarily on extensive prior evidence.
What is the application due date shown in the listing?
The original closing date shown for this specific posting is September 1, 2021.
Does the provided listing specify an award ceiling or the expected number of awards?
No. The provided text does not include an award ceiling or an expected number of awards.
Where does this award sit within NIH programs?
It sits within the NIH Common Fund High-Risk, High-Reward Research program, reflecting a deliberate investment strategy in unusually ambitious proposals with potential for outsized impact.
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